U.S. Securities and Exchange Commission
@SECGov
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The SEC protects investors, maintains fair, orderly, and efficient markets, and facilitates capital formation. Disclaimer: https://t.co/kQaurNTXAI
Washington, DC
Joined December 2008
Have you received a text message from someone who claims to have contacted you accidentally? 🚩 Beware 🚩 of relationship investment scams: #DataPrivacyWeek
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Scammers often use social media to try to defraud investors. Learn what to look out for and how to protect yourself:
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Chairman Mark T. Uyeda has named Natalia Díez Riggin as Senior Advisor and Acting Director of the Office of Legislative and Intergovernmental Affairs. More:
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How well can you spot fraud tactics and scams? Test your fraud literacy today! .
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If someone calls, texts, or emails you with an unsolicited investment pitch, hang up or hit delete! It’s probably a scam. Learn more: . #DataPrivacyWeek
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Take control of your data by securing your financial accounts and protecting yourself from identity theft and fraud. This #DataPrivacyWeek, remember to: . 🔒Use strong passwords .🔒Set up 2FA or multifactor authentication .🔒Keep account alerts on. More:
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INVESTOR ALERT: Beware of investment scams related to the California wildfires. Bad actors often use disasters to lure victims into investment scams. Learn how to protect yourself:
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Acting Chairman Mark T. Uyeda launched a crypto task force dedicated to developing a comprehensive and clear regulatory framework for crypto assets. Commissioner Hester Peirce will lead the task force. For more:
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Put your investment knowledge to the test with our January Investing Quiz.
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RT @GaryGensler: It has been the privilege of a lifetime to work for you as @SECGov Chair. Over the last four years, we updated rules in o….
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RT @GaryGensler: What do the vast US capital markets have to do with you? And what role does @SECGov play in making sure they work best for….
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INVESTOR ALERT: Beware of investment scams related to the California wildfires. Fraudsters often use disasters to lure victims into investment scams. Learn more:
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Do you know the common red flags of scams aimed at older investors?. 🚩 Time sensitive offers.🚩 High-pressure sales tactics.🚩 Too-good-to-be-true deals.🚩 Promises of high guaranteed returns. Learn more:
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ICYMI: Our #SECSmallBiz Team’s Let's Talk Small Business series is back with 3 new interviews featuring dynamic entrepreneurs and leaders from across the country!. Thread 🧵⬇️.
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Catch the episodes on demand–watch 📽️ or listen 🎧 whenever works for you! #LetsTalkSmallBusiness #SmallBusinessResources.
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Today we charged Connecticut-based investment adviser Navy Capital Green Management, LLC with making misrepresentations related to its anti-money laundering procedures and for compliance failures.
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Today we announced settled charges against three investment adviser representatives for acting as unregistered brokers in selling membership interests in LLCs that purported to invest in shares of pre-IPO companies.
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We announced charges against nine investment advisers and three broker-dealers for failures by the firms and their personnel to maintain and preserve electronic communications, in violation of recordkeeping provisions of the federal securities laws.
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We announced that two Robinhood broker-dealers have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations.
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Get a head start on your financial future by using the investing tools and calculators at
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